Corporate Executives


Helping executives manage their financial success

As an executive, you spend your time and energy between the office and home, with little to spare.  You know your personal portfolio deserves that same level of dedication and high-level thought.  Working together, I strive to guide you on the straightest path to your financial objectives.

Between the demands of leading your company and the complex nature of your personal finances, it's only natural to want to ensure your assets are in order and working as hard as you do.  So, I've employed an efficient, consultative process to evaluate your case individually and tailor holistic strategies around your specific circumstances.

I understand the challenges you face, such as addressing concentrated stock positions and developing strategies designed to address your family's goals and your desired legacy.  My experience extends to a variety of executive transactions, equity-based compensation, company trading policies, and regulatory requirements that impact transactions in company stock.  I offer personalized guidance on these important issues and more – allowing you to focus on what matters most.


Services Available Through Stifel

  • Executive Transactions
  • Employee Stock Ownership Plans (ESOPs)
  • Cashless Stock Option Exercises
  • Rule 144 Executions
  • 10b5-1 Sales Plans
  • Hedging and Monetization for Concentrated Equity Positions
  • Insurance and Annuities
  • Tax Planning Strategies
  • Estate Planning Strategies
  • Charitable Giving
  • Risk Mitigation Strategies


Find the straightest path toward your goals with strategies customized for executives.”




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Individuals & Families

Pragmatic wealth management for families and individuals




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Business Succession Services

Helping business owners maximize enterprise value.


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Retirement Planning Strategies

Helping you save for your retirement years. 




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Discretionary Portfolio Management

Stifel Solutions Program




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Fixed-Income Strategies

Helping you create a balanced portfolio.


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Stifel does not provide legal or tax advice.  We encourage you to consult with your legal and tax advisors regarding your particular situation.